Location: 201 Biscayne Blvd, 28th Floor Miami FL 33131 United States
David joins OceanBased with over 25 years experience in the financial services industry, with expertise in investment banking and capital markets transactions, M&A advisory and management, new issue and secondary fixed income securities and broker dealer management. Previously at CG Capital Markets he was responsible for oversight of all operations functions, technology initiatives and lead the daily risk management effort.
Prior to CG Capital Markets, LLC, David was Managing Director at Capital Guardian, LLC, leading the operations, technology, and Risk Management of the Fixed Income Group, and orchestrating a spin-off of that group into its own registered broker dealer entity.
From 2009-2012, David was responsible for a team of 15 direct reports that sold $4.33b in fixed income securities, including $405mm in New Issue Structured Products and $2.44b in New Issue Agency Debentures at JVB.
Prior to entering the financial services and investment banking industry, David was Business Development Director for MRC Precision Metal Optics in Bradenton, Florida. Here he was responsible for coordination of highly sophisticated military and industrial optical equipment and systems. From engineering design of specialized equipment to manufacturing process planning, he was involved in all aspects of the business. Customers included US Government as well as various major military subcontractors.