FinTech Showcase
Steve Swansig
RIA In A Box
Understanding the role of People, Technology, and 3rd Party Vendors. The presentation is designed to help RIA firms implement an effective cybersecurity program addressing, people, technology, and third party vendor risks. The presentation will focus on areas seen in recent SEC risk alerts, regulatory exams, and enforcement actions. Learn about the latest cybersecurity threats targeting RIA firms related to client impersonation, email phishing, ransomware and more.